SEC Form 4/A · accession 0001174947-17-001800
JPMORGAN CHINA REGION FUND, INC. · JFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
May 12, 2017
Accepted (ET)
Dec 19, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | S | 7,160 | $19.5548 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed to amend a Form 4 filed on July 18, 2017 whereby Lord Cromer reported: 1. Cancellation of 7,160 shares of Common Stock in connection with the liquidation of the Issuer; and 2. On July 14, 2017, he received a liquidation distribution from the Issuer comprised of (i) a cash component of $14.8840 per share of Common Stock and (ii) equity interests in a liquidation trust holding the right to receive proceeds from the sale of certain illiquid assets (such interests having a fair market value of $5.1182 per share of Common Stock). However, Lord Cromer did not receive the liquidation distribution because he sold his 7,160 shares of Common Stock on May 12, 2017. That sale is being reported on this Form 4. Therefore, the Form 4 filed on July 18, 2017 should be disregarded.
Remarks
* Lord Cromer was a Director of the Fund when the transaction being reported by this Form 4 occurred. Please note that an order under Section 8(f) of the Investment Company Act of 1940 declaring that the Issuer ceased to be an investment company was issued by the Securities and Exchange Commission on September 21, 2017.