SEC Form 4 · accession 0001174947-17-001071
JPMORGAN CHINA REGION FUND, INC. · JFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
The Rt. Hon. The Earl of Cromer
Director
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 14, 2017 | J | 7,160 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction reported is cancellation of shares of Common Stock in connection with the liquidation of the Issuer.
- F2On July 14, 2017, the reporting person received a liquidation distribution from the Issuer comprised of (i) a cash component of $14.8840 per share of Common Stock and (ii) equity interests in a liquidation trust holding the right to receive proceeds from the sale of certain illiquid assets (such interests having a fair market value of $5.1182 per share of Common Stock).