SEC Form 4 · accession 0001144204-17-043684
MRV COMMUNICATIONS INC · MRVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0017F1 | Aug 14, 2017 | J | 1,516,327 | $10.00 | A | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 14, 2017, ADVA Optical Networking SE ("Ultimate Parent") and ADVA NA Holdings, Inc. ("Parent") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of July 2, 2017, by and among MRV Communications, Inc. (the "Issuer"), Parent and Golden Acquisition Corporation ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a direct wholly-owned subsidiary of Parent and an indirect wholly-owned subsidiary of Ultimate Parent (the "Surviving Corporation") and Merger Sub ceasing to exist following the Merger. At the effective time of the Merger, the outstanding shares of common stock of Merger Sub were converted into and became shares of the Surviving Corporation.