SEC Form 4 · accession 0000921895-16-004841
MRV COMMUNICATIONS INC · MRVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth H Traub
Director · Other
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0017 par valueF1 | Jun 1, 2016 | A | 2,304 | $0.00 | A | 33,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F1 | $10.95 | Jun 1, 2016 | A | 5,347 | A | Jun 1, 2017 | Jun 1, 2026 | Common Stock, $0.0017 par value | 5,347 | 5,347 | D |
Explanation of responses
- F1The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- F2Represents an annual grant of restricted stock to the Reporting Person in his capacity as a director of the Issuer. The restricted stock vests on June 1, 2017, one year from the date of grant.
- F3Represents an annual grant of stock options to the Reporting Person in his capacity as a director of the Issuer.