SEC Form 4 · accession 0000887969-17-000037
MRV COMMUNICATIONS INC · MRVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeannie Diefenderfer
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2017 | A | 2,825 | $0.00 | A | 9,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $8.90 | Jun 1, 2017 | A | 6,245 | A | Jun 1, 2018 | Jun 1, 2027 | Common Stock | 6,245 | 6,245 | D |
Explanation of responses
- F1Annual grant of restricted stock which vests on June 1, 2018, one year from the date of grant.
- F2Annual grant of stock options which vests on June 1, 2018, one year from the date of grant. Option expires ten years from the date of grant.