SEC Form 4/A · accession 0000887969-16-000129
MRV COMMUNICATIONS INC · MRVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey Tuder
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jun 16, 2016 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887969
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2016 | A | 2,657 | $0.00 | A | 3,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F2,F3 | $10.95 | Jun 1, 2016 | A | 6,165 | A | Jun 1, 2017 | Jun 1, 2026 | Common Stock | 6,165 | 6,165 | D |
Explanation of responses
- F1Annual grant of restricted stock which vests on June 1, 2017, one year from the date of grant.
- F2This Form is being filed to amend the Form 4 filed on June 3, 2016, to include 353 restricted shares of Common Stock and 818 Non-Qualified Stock Options (Right to Buy) received by the reporting person which were not included in the original filing.
- F3Annual grant of stock options which vests on June 1, 2017, one year from the date of grant. Option expires ten years from the date of grant.