SEC Form 4/A · accession 0000899243-17-017869
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Claudio Costamagna
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jul 5, 2017 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Jun 3, 2015 | A | 6,178 | $0.00 | A | 18,764 | D | |
| Common StockF3 | Jun 4, 2015 | M | 7,926 | $0.00 | A | 26,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Jun 4, 2015 | M | 7,926 | D | — | — | Common Stock | 7,926 | 0 | D |
Explanation of responses
- F1Corrects the aggregate amount of securities beneficially owned by the reporting person. Securities related to the Forms 4 filed on July 12, 2013 and June 6, 2014 were inadvertently omitted from column 5 of the reporting person's Form 4 filed on June 5, 2015. These securities were also inadvertently omitted from column 5 of the reporting person's Form 4 filed on June 3, 2016. The 18,764 of securities beneficially owned are comprised of the 8,403 restricted stock units granted on June 6, 2012 that vested and converted to common shares on June 6, 2013, minus the 1,344 shares withheld for taxes upon the vesting of restricted stock units, which were reported on the Form 4 filed on July 12, 2013. The securities are also comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on July 6, 2014, minus the 1,213 shares withheld for taxes upon the vesting of restricted stock
- F2(continued from Footnote 1) units, which were reported on the amended Form 4 filed on July 5, 2017, plus the 6,178 restricted stock units granted on June 3, 2015 and reported in Table 1 of the Form 4 filed on June 5, 2015.
- F3Reports the acquisition of shares as a result of restricted stock units vesting on June 4, 2015 that were inadvertently omitted from the reporting person's Form 4 originally filed on June 5, 2015. These shares were also inadvertently omitted from column 5 of the reporting person's subsequent Forms 4 filed on June 3, 2016 and June 7, 2016.
- F4The restricted stock units vested on June 4, 2015 (on the first anniversary of the date of grant of June 4, 2014) and an equal number of shares of common stock of FTI Consulting, Inc. were issued upon vesting of such units.