SEC Form 4/A · accession 0000899243-17-017861
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vernon James Ellis
Director
Period of report
Nov 23, 2016
Accepted (ET)
Jul 5, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2016 | S | 5,000 | $43.3209 | D | 20,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Corrects the aggregate amount of securities beneficially owned by the reporting person. Securities related to the Form 4 filed on June 3, 2016 were inadvertently omitted from column 5 of the reporting person's Form 4 originally filed on November 28, 2016. The 20,855 of securities beneficially owned are comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 911 shares withheld for taxes upon the vesting of restricted stock units which were reported on the amended Form 4 filed on July 5, 2017. The securities also comprised of the 7,926 restricted stock units granted on June 4, 2014 that vested and converted to common shares on June 4, 2015, which were reported on the amended Form 4 filed on July 5, 2017, plus the 6,178 restricted stock units granted on June 3, 2015, which were reported in Table I of the Form 4 filed on June 5, 2015,
- F2(Continued from footnote 1) plus the 5,922 restricted stock units granted on June 1, 2016, which were reported in Table I of the Form 4 filed on June 3, 2016 and minus the 5,000 shares of common stock sold on November 23, 2016, which were reported on the Form 4 filed on November 28, 2016.