SEC Form 4/A · accession 0000899243-17-017858
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vernon James Ellis
Director
Period of report
Jun 1, 2016
Accepted (ET)
Jul 5, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Jun 1, 2016 | A | 5,922 | $0.00 | A | 25,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Corrects the aggregate amount of securities beneficially owned by the reporting person. Securities related to the Forms 4 filed on June 7, 2013 and June 6, 2014 were inadvertently omitted from the reporting person's Form 4 originally filed on June 3, 2016. The 25,855 of securities beneficially owned are comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 911 shares withheld for taxes upon the vesting of restricted stock units which were reported on the amended Form 4 filed on July 5, 2017.
- F2(continued from footnote 1) The securities are also comprised of the 7,926 restricted stock units granted on June 4, 2014 that vested and converted to common shares on June 4, 2015, which were reported on the amended Form 4 filed on July 5, 2017, plus the 6,178 restricted stock units granted on June 3, 2015, which were reported in Table I of the Form 4 filed on June 5, 2015 and the 5,922 restricted stock units granted on June 1, 2016, which were reported in Table I of the Form 4 filed on June 3, 2016.