SEC Form 4/A · accession 0000899243-17-017848
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Vernon James Ellis
Director
Period of report
Jun 4, 2014
Accepted (ET)
Jul 5, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2014 | F | 911 | $31.98 | D | 5,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld for taxes for the issuance of shares of common stock upon the vesting of restricted stock units on June 5, 2014 and were inadvertently omitted from the Form 4 filed on June 6, 2014. These shares were also inadvertently omitted from subsequent Forms 4 filed by the reporting person on June 5, 2015 and June 3, 2016.
- F2The 5,829 of securities beneficially owned by the reporting person are comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 911 shares withheld for taxes upon the vesting of restricted stock units reported on this amended Form 4 filed on July 5, 2017.