SEC Form 4 · accession 0000899243-17-006852
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Sabherwal
Officer — Chief Financial Officer
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 6, 2017 | A | 3,097 | $0.00 | A | 14,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $40.36 | Mar 6, 2017 | A | 13,065 | A | — | Mar 6, 2027 | Common Stock | 13,065 | 13,065 | D |
Explanation of responses
- F1Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.
- F2Option that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.
- F3The option first becomes exercisable on March 6, 2018 and will be fully exercisable on March 6, 2020.