SEC Form 4 · accession 0000887936-16-000098
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda J Bacon
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 4,707 | $27.19 | A | 51,518 | D | |
| Common StockF1 | Nov 18, 2016 | S | 4,707 | $42.851 | D | 46,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $27.19 | Nov 18, 2016 | M | 4,707 | D | Dec 11, 2006 | Dec 11, 2016 | Common Stock | 4,707 | 0 | D |
Explanation of responses
- F1On November 18, 2016, Ms. Bacon exercised an aggregate of 4,707 stock options of FTI Consulting, Inc. common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $42.75 to $42.99. The Company maintains a record of the transactions and copies will be provided upon request.
- F2Option was fully vested and exercisable on grant date.