SEC Form 4 · accession 0000887936-16-000063
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Alderman Linton
Officer — Chief Strategy/Transf. Officer
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | F | 345 | $34.33 | D | 15,859 | D | |
| Common StockF2 | Mar 1, 2016 | A | 3,641 | $0.00 | A | 19,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4 | $34.33 | Mar 1, 2016 | A | 14,858 | A | — | Mar 1, 2026 | Common Stock | 14,858 | 14,858 | D |
Explanation of responses
- F1Represents shares of common stock of FTI Consulting, Inc. withheld to pay tax liability on shares of restricted stock awarded pursuant to Rule 16b-3(d), which vested on March 1, 2016.
- F2Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.
- F3Option that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.
- F4The options first become exercisable March 1, 2017 and will be fully exercisable March 1, 2019.