SEC Form 4 · accession 0000887936-15-000008
FTI CONSULTING, INC · FCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Henry Gunby
Officer — President & CEO · Director
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2015 | A | 16,951 | $0.00 | A | 89,292 | D | |
| Common StockF1 | Mar 1, 2015 | A | 22,284 | $0.00 | A | 111,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $36.87 | Mar 1, 2015 | A | 75,223 | A | — | Mar 1, 2025 | Common Stock | 75,223 | 75,223 | D |
Explanation of responses
- F1Restricted stock award that vests as follows: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.34% on the third anniversary of the grant date.
- F2Option that vests as follows: 33.34% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and 33.33% on the third anniversary of the grant date.
- F3The options first become exercisable March 1, 2016 and will be fully exercisable March 1, 2018.