SEC Form 4 · accession 0001209191-18-046339
REVLON INC /DE/ · REV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald O Perelman
Director · 10% Owner
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 9, 2018 | P | 10,118 | $15.1752 | A | 44,583,305 | I | See footnote 5 |
| Class A Common StockF2 | Aug 9, 2018 | P | 53,825 | $15.8815 | A | 44,637,130 | I | See footnote 5 |
| Class A Common StockF3 | Aug 10, 2018 | P | 23,903 | $16.3282 | A | 44,661,033 | I | See footnote 5 |
| Class A Common StockF4,F5 | Aug 10, 2018 | P | 51,097 | $17.0461 | A | 44,712,130 | I | See footnote 5 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions were executed in multiple trades. The purchase price of $15.1752 reported in Column 4 is the weighted average purchase price for the 10,118 shares acquired by the Reporting Person within a range of $15.00 to $15.25 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F2The reported transactions were executed in multiple trades. The purchase price of $15.8815 reported in Column 4 is the weighted average purchase price for the 53,825 shares acquired by the Reporting Person within a range of $15.30 to $16.15 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F3The reported transactions were executed in multiple trades. The purchase price of $16.3282 reported in Column 4 is the weighted average purchase price for the 23,903 shares acquired by the Reporting Person within a range of $15.75 to $16.70 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F4The reported transactions were executed in multiple trades. The purchase price of $17.0461 reported in Column 4 is the weighted average purchase price for the 51,097 shares acquired by the Reporting Person within a range of $16.75 to $17.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F5Of the 44,712,130 shares of Class A Common Stock reported herein, (i) 40,165,778 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; and (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control.