SEC Form 4 · accession 0001209191-17-053641
REVLON INC /DE/ · REV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald O Perelman
Director · 10% Owner
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 19, 2017 | P | 37,130 | $15.9508 | A | 43,846,285 | I | See footnote 5 |
| Class A Common StockF2 | Sep 19, 2017 | P | 252,645 | $16.795 | A | 44,098,930 | I | See footnote 5 |
| Class A Common StockF3 | Sep 20, 2017 | P | 159,383 | $17.7546 | A | 44,258,313 | I | See footnote 5 |
| Class A Common StockF4,F5 | Sep 21, 2017 | P | 175,993 | $18.1133 | A | 44,434,306 | I | See footnote 5 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions were executed in multiple trades. The purchase price of $15.9508 reported in Column 4 is the weighted average purchase price for the 37,130 shares acquired by the Reporting Person within a range of $15.85 to $16.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F2The reported transactions were executed in multiple trades. The purchase price of $16.795 reported in Column 4 is the weighted average purchase price for the 252,645 shares acquired by the Reporting Person within a range of $16.05 to $17.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F3The reported transactions were executed in multiple trades. The purchase price of $17.7546 reported in Column 4 is the weighted average purchase price for the 159,383 shares acquired by the Reporting Person within a range of $17.00 to $18.00 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F4The reported transactions were executed in multiple trades. The purchase price of $18.1133 reported in Column 4 is the weighted average purchase price for the 175,993 shares acquired by the Reporting Person within a range of $17.80 to $18.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F5Of the 44,434,306 shares of Class A Common Stock reported herein, (i) 39,872,696 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares).