SEC Form 4 · accession 0001209191-17-048631
REVLON INC /DE/ · REV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald O Perelman
Director · 10% Owner
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 9, 2017 | P | 28,526 | $18.2518 | A | 43,557,113 | I | See footnote 4 |
| Class A Common StockF2 | Aug 9, 2017 | P | 171,474 | $18.7472 | A | 43,728,587 | I | See footnote 4 |
| Class A Common StockF3,F4 | Aug 10, 2017 | P | 80,568 | $18.619 | A | 43,809,155 | I | See footnote 4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions were executed in multiple trades. The purchase price of $18.2518 reported in Column 4 is the weighted average purchase price for the 28,526 shares acquired by the Reporting Person within a range of $18.05 to $18.325 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F2The reported transactions were executed in multiple trades. The purchase price of $18.7472 reported in Column 4 is the weighted average purchase price for the 171,474 shares acquired by the Reporting Person within a range of $18.35 to $19.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F3The reported transactions were executed in multiple trades. The purchase price of $18.619 reported in Column 4 is the weighted average purchase price for the 80,568 shares acquired by the Reporting Person within a range of $18.35 to $19.10 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F4Of the 43,809,155 shares of Class A Common Stock reported herein, (i) 39,247,545 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares).