SEC Form 4 · accession 0001209191-17-048265
REVLON INC /DE/ · REV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald O Perelman
Director · 10% Owner
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 7, 2017 | P | 54,195 | $16.8211 | A | 43,163,655 | I | See footnote 6 |
| Class A Common StockF2 | Aug 7, 2017 | P | 61,483 | $17.9223 | A | 43,225,138 | I | See footnote 6 |
| Class A Common StockF3 | Aug 7, 2017 | P | 3,449 | $18.4379 | A | 43,228,587 | I | See footnote 6 |
| Class A Common StockF4 | Aug 8, 2017 | P | 1,800 | $18.4264 | A | 43,230,387 | I | See footnote 6 |
| Class A Common StockF5,F6 | Aug 8, 2017 | P | 298,200 | $18.9984 | A | 43,528,587 | I | See footnote 6 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions were executed in multiple trades. The purchase price of $16.8211 reported in Column 4 is the weighted average purchase price for the 54,195 shares acquired by the Reporting Person within a range of $16.35 to $17.15 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F2The reported transactions were executed in multiple trades. The purchase price of $17.9223 reported in Column 4 is the weighted average purchase price for the 61,483 shares acquired by the Reporting Person within a range of $17.35 to $18.25 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F3The reported transactions were executed in multiple trades. The purchase price of $18.4379 reported in Column 4 is the weighted average purchase price for the 3,449 shares acquired by the Reporting Person within a range of $18.35 to $18.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F4The reported transactions were executed in multiple trades. The purchase price of $18.4264 reported in Column 4 is the weighted average purchase price for the 1,800 shares acquired by the Reporting Person within a range of $18.35 to $18.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F5The reported transactions were executed in multiple trades. The purchase price of $18.9984 reported in Column 4 is the weighted average purchase price for the 298,200 shares acquired by the Reporting Person within a range of $18.50 to $19.45 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F6Of the 43,528,587 shares of Class A Common Stock reported herein, (i) 38,966,977 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares).