SEC Form 4 · accession 0001209191-17-039314
REVLON INC /DE/ · REV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald O Perelman
Director · 10% Owner
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 8, 2017 | P | 100,000 | $19.0087 | A | 42,164,640 | I | See footnote 5 |
| Class A Common StockF2 | Jun 9, 2017 | P | 101,041 | $19.2083 | A | 42,265,681 | I | See footnote 5 |
| Class A Common StockF3 | Jun 9, 2017 | P | 95,987 | $20.2961 | A | 42,361,668 | I | See footnote 5 |
| Class A Common StockF4,F5 | Jun 12, 2017 | P | 50,000 | $20.1647 | A | 42,411,668 | I | See footnote 5 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions were executed in multiple trades. The purchase price of $19.0087 reported in Column 4 is the weighted average purchase price for the 100,000 shares acquired by the Reporting Person within a range of $18.825 to $19.10 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F2The reported transactions were executed in multiple trades. The purchase price of $19.2083 reported in Column 4 is the weighted average purchase price for the 101,041 shares acquired by the Reporting Person within a range of $19.00 to $19.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F3The reported transactions were executed in multiple trades. The purchase price of $20.2961 reported in Column 4 is the weighted average purchase price for the 95,987 shares acquired by the Reporting Person within a range of $19.80 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F4The reported transactions were executed in multiple trades. The purchase price of $20.1647 reported in Column 4 is the weighted average purchase price for the 50,000 shares acquired by the Reporting Person within a range of $19.75 to $20.50 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
- F5Of the 42,411,668 shares of Class A Common Stock reported herein, (i) 37,850,058 shares of Class A Common Stock are owned by MacAndrews & Forbes Incorporated ("M&F"), of which Ronald O. Perelman is the sole stockholder, or its wholly-owned subsidiaries; (ii) 4,546,352 shares of Class A Common Stock are owned by Perelman Trust Company, LLC, over which M&F exercises voting control; and (iii) 15,258 shares of Class A Common Stock are beneficially owned by Mr. Raymond G. Perelman (which shares M&F may also be deemed to beneficially own because M&F holds an irrevocable voting proxy with respect to such shares).