SEC Form 4 · accession 0001140361-17-045985
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot A. Kelley
Officer — VP Credit Adminstration
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | Dec 12, 2017 | M | 916 | $13.1182 | A | 11,891 | D | |
| PFBI Common Stock | Dec 12, 2017 | M | 1,045 | $13.3818 | A | 12,936 | D | |
| PFBI Common Stock | Dec 12, 2017 | M | 1,045 | $13.5454 | A | 13,981 | D | |
| PFBI Common Stock | Dec 12, 2017 | F | 2,062 | $19.48 | D | 11,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $13.5454 | Dec 12, 2017 | M | 1,045 | D | — | Mar 16, 2026 | PFBI Common | 1,045 | 2,090 | D |
| Employee Stock Option (Right to Buy)F3 | $13.3818 | Dec 12, 2017 | M | 1,045 | D | — | Mar 18, 2025 | PFBI Common | 1,045 | 1,045 | D |
| Employee Stock Option (Right to Buy)F4 | $13.1182 | Dec 12, 2017 | M | 916 | D | — | Mar 19, 2024 | PFBI Common | 916 | 0 | D |
| Employee Stock Option (Right to Buy) (PFBI Common)F1 | $19.01 | holding | — | — | — | — | Mar 15, 2027 | PFBI Common | 3,000 | 3,000 | D |
Explanation of responses
- F13,000 options granted on 3/15/2017 vest in three equal annual installments beginning on 03/15/2018.
- F23,135 options granted on 3/16/2016 vest in three equal annual installments beginning on 03/16/2017.
- F33,135 options granted on 3/18/2015 vest in three equal annual installments beginning on 03/18/2016.
- F42,750 options granted on 3/19/2014 vested in three equal annual installments beginning on 03/19/2015.