SEC Form 4 · accession 0001140361-16-069412
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Whitt
Officer — VP Human Resources
Period of report
Jun 10, 2016
Accepted (ET)
Jun 10, 2016 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | Jun 9, 2016 | M | 1,100 | $6.55 | A | 1,650 | D | |
| PFBI Common Stock | Jun 9, 2016 | M | 220 | $8.90 | A | 1,870 | D | |
| PFBI Common Stock | Jun 9, 2016 | F | 550 | $16.60 | D | 1,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $8.90 | Jun 9, 2016 | M | 220 | D | — | Mar 17, 2020 | PFBI Common | 220 | 1,780 | D |
| Employee Stock Option (Right to Buy)F8 | $6.55 | Jun 9, 2016 | M | 1,100 | D | — | Feb 18, 2019 | PFBI Common | 1,100 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $14.90 | holding | — | — | — | — | Mar 16, 2026 | PFBI Common | 2,250 | 2,250 | D |
| Employee Stock Option (Right to Buy)F2 | $14.72 | holding | — | — | — | — | Mar 18, 2025 | PFBI Common | 2,250 | 2,250 | D |
| Employee Stock Option (Right to Buy)F3 | $14.43 | holding | — | — | — | — | Mar 19, 2024 | PFBI Common | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F4 | $11.93 | holding | — | — | — | — | Mar 20, 2023 | PFBI Common | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F5 | $7.47 | holding | — | — | — | — | Mar 21, 2022 | PFBI Common | 4,000 | 4,000 | D |
| Employee Stock Option (Right to Buy)F6 | $6.95 | holding | — | — | — | — | Mar 16, 2021 | PFBI Common | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F9 | $12.92 | holding | — | — | — | — | Feb 20, 2018 | PFBI Common | 1,500 | 1,500 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning on 03/16/2017.
- F2Options vest in three equal annual installments beginning on 03/18/2016.
- F3Options vest in three equal annual installments beginning on 03/18/2015.
- F4Options vested over three-year period from 03/21/2013 grant date and were fully vested on 03/21/2016.
- F5Options vested over three-year period from 03/21/2012 grant date and were fully vested on 03/21/2015.
- F6Options vested over three-year period from 03/16/2011 grant date and were fully vested on 03/16/2014.
- F7Options vested over three-year period from 03/17/2010 grant date and were fully vested on 03/17/2013.
- F8Options vested over three-year period from 02/18/2009 grant date and were fully vested on 02/18/2012.
- F9Options vested over three-year period from 02/20/2008 grant date and were fully vested on 02/20/2011.