SEC Form 4 · accession 0001140361-16-065738
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Whitt
Officer — VP Human Resources
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | May 13, 2016 | M | 1,500 | $14.22 | A | 2,050 | D | |
| PFBI Common Stock | May 13, 2016 | M | 1,448 | $7.47 | A | 3,498 | D | |
| PFBI Common Stock | May 13, 2016 | S | 300 | $16.12 | D | 3,198 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $16.10 | D | 3,098 | D | |
| PFBI Common Stock | May 13, 2016 | S | 1,000 | $16.0901 | D | 2,098 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $16.09 | D | 1,998 | D | |
| PFBI Common Stock | May 13, 2016 | S | 600 | $16.09 | D | 1,398 | D | |
| PFBI Common Stock | May 13, 2016 | S | 103 | $16.08 | D | 1,295 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $16.01 | D | 1,195 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $16.00 | D | 1,095 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $15.97 | D | 995 | D | |
| PFBI Common Stock | May 13, 2016 | S | 100 | $15.96 | D | 895 | D | |
| PFBI Common Stock | May 13, 2016 | S | 145 | $15.9501 | D | 750 | D | |
| PFBI Common Stock | May 13, 2016 | S | 200 | $15.95 | D | 550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $7.47 | May 13, 2016 | M | 1,448 | A | — | Mar 21, 2022 | PFBI Common | 1,448 | 4,000 | D |
| Employee Stock Option (Right to Buy)F10 | $14.22 | May 13, 2016 | M | 1,500 | A | — | Jan 17, 2017 | PFBI Common | 1,500 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $14.90 | holding | — | — | — | — | Mar 16, 2026 | PFBI Common | 2,250 | 2,250 | D |
| Employee Stock Option (Right to Buy)F2 | $14.72 | holding | — | — | — | — | Mar 18, 2025 | PFBI Common | 2,250 | 2,250 | D |
| Employee Stock Option (Right to Buy)F3 | $14.43 | holding | — | — | — | — | Mar 19, 2024 | PFBI Common | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F4 | $11.93 | holding | — | — | — | — | Mar 20, 2023 | PFBI Common | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F6 | $6.95 | holding | — | — | — | — | Mar 16, 2021 | PFBI Common | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F7 | $8.90 | holding | — | — | — | — | Mar 17, 2020 | PFBI Common | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy)F8 | $6.55 | holding | — | — | — | — | Feb 18, 2019 | PFBI Common | 1,100 | 1,100 | D |
| Employee Stock Option (Right to Buy)F9 | $12.92 | holding | — | — | — | — | Feb 20, 2018 | PFBI Common | 1,500 | 1,500 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning on 03/16/2017.
- F10Options vested over three-year period from 01/17/2007 grant date and were fully vested on 01/17/2010.
- F2Options vest in three equal annual installments beginning on 03/18/2016.
- F3Options vest in three equal annual installments beginning on 03/18/2015.
- F4Options vested over three-year period from 03/21/2013 grant date and were fully vested on 03/21/2016.
- F5Options vested over three-year period from 03/21/2012 grant date and were fully vested on 03/21/2015.
- F6Options vested over three-year period from 03/16/2011 grant date and were fully vested on 03/16/2014.
- F7Options vested over three-year period from 03/17/2010 grant date and were fully vested on 03/17/2013.
- F8Options vested over three-year period from 02/18/2009 grant date and were fully vested on 02/18/2012.
- F9Options vested over three-year period from 02/20/2008 grant date and were fully vested on 02/20/2011.