SEC Form 4 · accession 0001140361-15-043463
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brien M Chase
Officer — Chief Financial Officer
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | Dec 1, 2015 | M | 5,900 | $7.47 | A | 20,000 | D | |
| PFBI Common Stock | Dec 1, 2015 | M | 2,610 | $8.90 | A | 22,610 | D | |
| PFBI Common Stock | Dec 1, 2015 | F | 4,400 | $15.29 | D | 18,210 | D | |
| PFBI Common Stock | holding | — | — | — | 194 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $7.47 | Dec 1, 2015 | M | 5,900 | D | — | Mar 21, 2022 | PFBI Common | 5,900 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $8.90 | Dec 1, 2015 | M | 2,610 | D | — | Mar 17, 2020 | PFBI Common | 2,610 | 2,390 | D |
| Employee Stock Option (Right to Buy)F1 | $14.72 | holding | — | — | — | — | Mar 18, 2025 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F2 | $14.43 | holding | — | — | — | — | Mar 19, 2024 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F3 | $11.39 | holding | — | — | — | — | Mar 20, 2023 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F6 | $12.92 | holding | — | — | — | — | Feb 20, 2018 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F7 | $14.22 | holding | — | — | — | — | Jan 17, 2017 | PFBI Common | 2,500 | 2,500 | D |
| Employee Stock Option (Right to Buy)F8 | $16.00 | holding | — | — | — | — | Feb 15, 2016 | PFBI Common | 2,500 | 2,500 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning on 03/18/2016.
- F2Options vest in three equal annual installments beginning on 03/19/2015.
- F3Options vest in three equal annual installments beginning on 03/20/2014.
- F4Options vested over three-year period from 03/21/2012 grant date and were fully vested on 03/21/2015.
- F5Options vested over three-year period from 03/17/2010 grant date and were fully vested on 03/17/2013.
- F6Options vested over three-year period from 02/20/2008 grant date and were fully vested on 02/20/2011.
- F7Options vested over three-year period from 01/17/2007 grant date and were fully vested on 01/17/2010.
- F8Options vested over three-year period from 02/15/2006 grant date and were fully vested on 02/15/2009.