SEC Form 4 · accession 0001140361-15-012648
PREMIER FINANCIAL BANCORP INC · PFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Walker
Officer — Chief Executive Officer · Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| PFBI Common Stock | Mar 18, 2015 | A | 7,000 | $0.00 | A | 65,183 | D | |
| PFBI Common StockF4 | holding | — | — | — | 5,681 | I | By 401(k) Plan | |
| PFBI Common Stock | holding | — | — | — | 9,409 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $12.92 | holding | — | — | — | — | Feb 20, 2018 | PFBI Common | 3,560 | 3,560 | D |
| Employee Stock Option (Right to Buy)F2 | $14.22 | holding | — | — | — | — | Jan 17, 2017 | PFBI Common | 5,000 | 5,000 | D |
| Employee Stock Option (Right to Buy)F3 | $16.00 | holding | — | — | — | — | Feb 15, 2016 | PFBI Common | 5,000 | 5,000 | D |
Explanation of responses
- F1Options vested over three-year period from 02/20/2008 grant date and were fully vested on 02/20/2011.
- F2Options vested over three-year period from 01/17/2007 grant date and were fully vested on 01/17/2010.
- F3Options vested over three-year period from 02/15/2006 grant date and were fully vested on 02/15/2009.
- F4Based upon a plan statement dated December 31, 2007, the reporting person owned 5,681.427 shares of PFBI Common Stock under the PFBI 401(k) plan.