SEC Form 4 · accession 0000897101-19-000024
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Giordano
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 11, 2019 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 9, 2019 | M | 10,000 | $3.03 | A | 83,336 | D | |
| Common StockF1 | Jan 9, 2019 | F | 1,104 | $27.45 | D | 82,232 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $3.03 | Jan 9, 2019 | M | 10,000 | D | — | Apr 14, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting in Net Acquistion of 8,896 Shares.
- F2This Option if Fully Vested and May Be Exercised Immediately.