SEC Form 4 · accession 0000897101-18-000891
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Gonsior
Officer — Vice President, Operations
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2018 | M | 15,000 | $4.53 | A | 51,021 | D | |
| Common StockF1 | Sep 10, 2018 | F | 957 | $71.05 | D | 50,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $4.53 | Sep 10, 2018 | M | 15,000 | D | — | Apr 27, 2021 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting in Net Acquisition of 14,043 Shares
- F2This Option is Fully Vested and May be Exercised Immediately