SEC Form 4 · accession 0000897101-18-000654
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Gruenhagen
Officer — VP, Corp. Qlty. & Reg. Affairs
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2018 | M | 10,000 | $4.69 | A | 17,563 | D | |
| Common StockF1 | Jul 18, 2018 | F | 988 | $47.50 | D | 16,575 | D | |
| Common StockF3 | Jul 18, 2018 | M | 15,000 | $4.05 | A | 31,575 | D | |
| Common StockF3 | Jul 18, 2018 | F | 1,279 | $47.50 | D | 30,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purcahse - Common StockF2 | $4.69 | Jul 18, 2018 | M | 10,000 | D | — | Dec 9, 2018 | Common Stock | 10,000 | 0 | D |
| Option to Purcahse - Common StockF2 | $4.05 | Jul 18, 2018 | M | 15,000 | D | — | Jan 5, 2023 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting In Net Acquisition of 9,012 Shares
- F2This Option is Fully Vested and May BE Exercised Immediately
- F3"Cashless Exercise" Resulting In Net Acquisition of 13,721 Shares