SEC Form 4 · accession 0000897101-18-000407
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Irving Smith
Director
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 26, 2018 | A | 2,553 | A | — | — | Common Stock | 2,553 | 2,553 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Company.
- F2The Restricted Stock Units vest in three equal annual installments beginning one year from the date of grant or earlier upon death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). Vested shares will be delivered to the Reporting Person within 10 business days following the vesting date.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.