SEC Form 4 · accession 0000897101-18-000093
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Giordano
Director
Period of report
Nov 28, 2017
Accepted (ET)
Feb 5, 2018 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | G | 2,000 | $0.00 | D | 67,336 | D | |
| Common Stock | Feb 1, 2018 | M | 10,000 | $8.98 | A | 77,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF1 | $8.98 | Feb 1, 2018 | M | 10,000 | D | — | Apr 23, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This option is fully vested and may be immediately exercised.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to filed by such person.