SEC Form 4 · accession 0000897101-17-001017
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Geraci
Officer — VP Sales and Marketing
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 10:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2017 | S | 2,887 | $9.00 | D | 23,292 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a total of 994 shares acquired under the IntriCon Employee Stock Purchase Plan ("ESPP") and not previously reported since the last report in which ESPP acquisitions were reported on December 7, 2016.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.