SEC Form 4 · accession 0000897101-15-001253
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Masucci
Director
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 23, 2015 | M | 10,000 | $5.55 | A | 122,201 | D | |
| Common StockF1 | Sep 23, 2015 | F | 7,190 | $7.72 | D | 115,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $5.55 | Sep 23, 2015 | M | 10,000 | D | — | Sep 27, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting In Net Acquisition of 2,810 Shares
- F2This Option is Fully Vested and May Be Exercised Immediately.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to filed by such person.