SEC Form 4 · accession 0000897101-15-000986
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stephen Gorder
Officer — President and CEO · Director
Period of report
Jul 24, 2015
Accepted (ET)
Jul 28, 2015 · 9:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | M | 50,000 | $2.45 | A | 449,450 | D | |
| Common StockF1 | holding | — | — | — | 14,000 | I | Indirect by children | |
| Common StockF2 | holding | — | — | — | 5,000 | I | Indirect by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF3 | $2.45 | Jul 24, 2015 | M | 50,000 | D | — | Jul 27, 2015 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Represents shares owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares.
- F2Represents shares owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares.
- F3This Option is Fully Vested and May Be Exercised Immediately.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to filed by such person.