SEC Form 4 · accession 0000897101-15-000983

INTRICON CORP · IIN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael Geraci

Officer — VP Sales and Marketing

Period of report

Jul 23, 2015

Accepted (ET)

Jul 27, 2015 · 5:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000088790

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Jul 23, 2015	M	7,500	$2.45	A	9,315	D
Common Stock^F1	Jul 23, 2015	F	2,691	$6.83	D	6,624	D
Common Stock^F3	Jul 24, 2015	M	7,500	$2.45	A	14,124	D
Common Stock^F3	Jul 24, 2015	F	2,707	$6.79	D	11,417	D
Common Stock	Jul 24, 2015	M	10,000	$2.45	A	21,417	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase - Common Stock^F4	$2.45	Jul 23, 2015	M	7,500	D	—	Jul 27, 2015	Common Stock	7,500	0	D
Option to Purchase - Common Stock^F4	$2.45	Jul 24, 2015	M	17,500	D	—	Jul 27, 2015	Common Stock	17,500	0	D

Explanation of responses

F1"Cashless Exercise" Resulting In Net Acquisition of 4,809 Shares
F2Includes a total of 389 shares acquired under the IntriCon Employee Stock Purchase Plan ("ESPP") and not previously reported.
F3"Cashless Exercise" Resulting in Net Acquisition of 4,793 Shares.
F4This Option is Fully Vested and May Be Exercised Immediately.

Remarks

The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934 (as amended), the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to filed by such person.