SEC Form 4 · accession 0001209191-19-010555
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Lahanas
Officer — Chief Financial Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 14, 2019 | F | 1,246 | $27.38 | D | 48,108 | D | |
| UnitsF2 | holding | — | — | — | 2,661 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $27.20 | Feb 13, 2019 | A | 22,285 | A | — | Feb 13, 2025 | Class A Common Stock | 22,285 | 22,285 | D |
Explanation of responses
- F1Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on February 14, 2019
- F2The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F3The options shall vest in four annual increments of 25% beginning on February 13, 2020.