SEC Form 4 · accession 0001209191-18-058942
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Machek
Officer — Chief Accounting Officer
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2018 | F | 323 | $28.82 | D | 13,756 | D | |
| Class A Common StockF2 | Nov 14, 2018 | A | 3,520 | $0.00 | A | 17,276 | D | |
| UnitsF3 | holding | — | — | — | 2,754 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on November 14, 2018.
- F2On November 14, 2018, the Issuer granted restricted Class A Common Stock to the Reporting Person which will vest at the rate of 1/3rd per year on November 1 of each of 2020, 2021, and 2022.
- F3The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.