SEC Form 4 · accession 0001209191-18-029836
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Reed
Officer — Executive Vice President
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 10, 2018 | M | 12,500 | $10.63 | A | 142,240 | D | |
| Class A Common Stock | May 10, 2018 | F | 7,149 | $36.15 | D | 135,091 | D | |
| Class A Common Stock | May 10, 2018 | M | 12,500 | $13.82 | A | 147,591 | D | |
| Class A Common Stock | May 10, 2018 | F | 7,818 | $36.15 | D | 139,773 | D | |
| Class A Common Stock | May 11, 2018 | S | 16,365 | $36.50 | D | 123,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | $10.63 | May 10, 2018 | M | 12,500 | D | — | Mar 31, 2021 | Class A Common Stock | 12,500 | 12,500 | D |
| Class A Common StockF3 | $13.82 | May 10, 2018 | M | 12,500 | D | — | Jan 29, 2022 | Class A Common Stock | 12,500 | 25,000 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2On April 16, 2015, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning on March 31, 2016.
- F3On January 29, 2016, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning on January 29, 2017.