SEC Form 4 · accession 0001209191-18-024768
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Lahanas
Officer — Chief Financial Officer
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 10, 2018 | M | 4,500 | $10.63 | A | 25,515 | D | |
| Class A Common Stock | Apr 10, 2018 | F | 2,356 | $39.20 | D | 23,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $10.63 | Apr 10, 2018 | M | 4,500 | D | — | Mar 31, 2021 | Class A Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the average of the high and low market price on April 10, 2018.
- F2Options were granted on April 16, 2015, of which 13,500 have vested and been exercised and the remaining 4,500 shares will vest and be exercisable as follows: March 31, 2019.