SEC Form 4 · accession 0001209191-18-012979
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Lahanas
Officer — Chief Financial Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 21, 2018 | M | 4,500 | $13.82 | A | 27,139 | D | |
| Class A Common Stock | Feb 21, 2018 | F | 2,628 | $37.98 | D | 24,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.82 | Feb 21, 2018 | M | 4,500 | D | — | Jan 29, 2022 | Class A Common Stock | 4,500 | 9,000 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the closing price on 2/21/2018.
- F2Options were granted on January 29, 2016, of which 9,000 have vested and been exercised and the remaining 9,000 shares will vest and be exercisable as follows: 4,500 shares on January 29, 2019; and 4,500 shares on January 29, 2020.