SEC Form 4 · accession 0001209191-18-010390
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Colligan
Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2018 | A | 542 | $0.00 | A | 4,113 | D | |
| Class A Common Stock | Feb 13, 2018 | M | 2,099 | $31.76 | A | 6,212 | D | |
| Class A Common Stock | Feb 13, 2018 | F | 1,809 | $36.87 | D | 4,403 | D | |
| Class A Common Stock | Feb 13, 2018 | M | 4,849 | $13.75 | A | 9,252 | D | |
| Class A Common Stock | Feb 13, 2018 | F | 1,809 | $36.87 | D | 7,443 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F4 | $36.94 | Feb 13, 2018 | A | 5,415 | A | — | Aug 13, 2021 | Class A Common Stock | 5,415 | 5,415 | D |
| Stock Option (Right to Buy)F5 | $31.76 | Feb 13, 2018 | M | 2,099 | D | — | Aug 9, 2020 | Class A Common Stock | 2,099 | 4,199 | D |
| Stock Option (Right to Buy)F6 | $13.75 | Feb 13, 2018 | M | 4,849 | D | — | Aug 9, 2019 | Class A Common Stock | 4,849 | 4,849 | D |
Explanation of responses
- F1Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended
- F2Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F3Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
- F4One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant.
- F5One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.
- F6One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.