SEC Form 4 · accession 0001209191-18-010365
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Balousek
Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 13, 2018 | A | 542 | $0.00 | A | 6,182 | D | |
| Class A Common StockF2 | holding | — | — | — | 1,455 | I | By Balousek Family L.P. | |
| Common StockF2 | holding | — | — | — | 5,160 | I | By Balousek Family L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F4 | $36.94 | Feb 13, 2018 | A | 5,415 | A | — | Aug 13, 2021 | Class A Common Stock | 5,415 | 5,415 | D |
Explanation of responses
- F1Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended
- F2By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
- F4One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant.