SEC Form 4 · accession 0001209191-18-010125
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ranelli
Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 12, 2018 | S | 2,000 | $37.1949 | D | 12,951 | I | By John R. Ranelli Trust |
| Class A Common StockF3 | Feb 13, 2018 | A | 542 | $0.00 | A | 17,209 | D | |
| Common StockF2 | holding | — | — | — | 100 | I | By John R. Ranelli Trust | |
| Common Stock | holding | — | — | — | 39,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F5 | $36.94 | Feb 13, 2018 | A | 5,415 | A | — | Aug 13, 2021 | Class A Common Stock | 5,415 | 5,415 | D |
Explanation of responses
- F1The range of prices for the shares of Class A Common Stock is from $37.00 to $37.44. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust dated 12/24/97 except to the extent of his pecuniary interest therein.
- F3Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended
- F4Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
- F5One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant.