SEC Form 4 · accession 0001209191-18-009160
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Balousek
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 8, 2018 | M | 6,762 | $9.86 | A | 7,392 | D | |
| Class A Common Stock | Feb 8, 2018 | F | 1,752 | $38.06 | D | 5,640 | D | |
| Class A Common StockF2 | holding | — | — | — | 1,455 | I | By Balousek Family L.P. | |
| Common StockF2 | holding | — | — | — | 5,160 | I | By Balousek Family L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $9.86 | Feb 8, 2018 | M | 6,762 | D | — | Aug 10, 2018 | Class A Common Stock | 6,762 | 0 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.