SEC Form 4 · accession 0001209191-18-005004
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman
Period of report
Dec 28, 2016
Accepted (ET)
Jan 23, 2018 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 28, 2016 | G | 6,750 | $0.00 | D | 2,057,839 | D | |
| Class A Common Stock | May 22, 2017 | G | 270 | $0.00 | D | 2,057,569 | D | |
| Class A Common Stock | May 22, 2017 | G | 2,210 | $0.00 | D | 2,055,359 | D | |
| Class A Common Stock | Dec 29, 2017 | G | 1,813 | $0.00 | D | 2,053,546 | D | |
| Class A Common StockF3 | Jan 19, 2018 | A | 8,174 | $0.00 | A | 2,061,720 | D | |
| Class A Common StockF1,F2 | holding | — | — | — | 242,700 | I | By Irrevocable Trusts | |
| Common Stock | holding | — | — | — | 1,574,019 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2016, the Reporting Person gifted an aggregate amount of 2,700 shares of Class A Common Stock of the Issuer, respectively, for the benefit of various family Irrevocable Trusts.
- F2These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein
- F3The Reporting Person was awarded by the Issuer's Compensation Committee on January 9, 2018 a grant of 8,174 shares of restricted Class A Common Stock, which will vest in increments of 1/3 at the end of years 3, 4 and 5.