SEC Form 4 · accession 0001209191-18-004980
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George C Roeth
Officer — President and CEO · Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 19, 2018 | A | 20,436 | $0.00 | A | 70,227 | D | |
| UnitsF2 | holding | — | — | — | 227 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $36.70 | Jan 19, 2018 | A | 75,075 | A | — | Jan 19, 2024 | Class A Common Stock | 75,075 | 75,075 | D |
Explanation of responses
- F1The restricted shares are granted pursuant to the Company's 2003 Omnibus Equity Incentive Plan and shall vest in four annual increments of 25% beginning on January 19, 2019.
- F2The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F3The options shall vest in four annual increments of 25% beginning on January 19, 2019.