SEC Form 4 · accession 0001209191-18-004938
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kay Schwichtenberg
Officer — Executive Vice President
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 8,785 | D | ||
| UnitsF1 | holding | — | — | — | 275 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $36.70 | Jan 19, 2018 | A | 12,386 | A | — | Jan 19, 2024 | Class A Common Stock | 12,386 | 12,386 | D |
Explanation of responses
- F1The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F2The options shall vest in four annual increments of 25% beginning on January 19, 2019.