SEC Form 4 · accession 0001209191-17-065502
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ranelli
Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 11, 2017 | F | 48,721 | $38.51 | D | 61,317 | D | |
| Class A Common StockF2,F3 | Dec 11, 2017 | S | 16,189 | $38.169 | D | 1,103 | I | By John R. Ranelli Trust |
| Class A Common StockF4,F3 | Dec 12, 2017 | S | 10,802 | $37.7658 | D | 34,951 | I | By John R. Ranelli Trust |
| Class A Common StockF4,F3 | Dec 13, 2017 | S | 20,000 | $37.6741 | D | 14,951 | I | By John R. Ranelli Trust |
| Class A Common StockF5 | holding | — | — | — | 16,667 | D | ||
| Common Stock | holding | — | — | — | 39,385 | D | ||
| Common StockF3 | holding | — | — | — | 100 | I | By John R. Ranelli Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on December 11, 2017.
- F2The range of prices for the shares of Class A Common Stock is from $38.00 to $38.85. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust dated 12/24/97 except to the extent of his pecuniary interest therein.
- F4The range of prices for the shares of Class A Common Stock is from $37.52 to $37.995. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5On December 12, 2017, the Reporting Person transferred 44,650 shares of directly held CENTA to John R. Ranelli Trust.