SEC Form 4 · accession 0001209191-17-050424
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George A. Yuhas
Officer — General Counsel
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2017 | M | 12,500 | $6.43 | A | 62,759 | D | |
| Class A Common Stock | Aug 24, 2017 | F | 8,136 | $34.03 | D | 54,623 | D | |
| UnitsF2 | holding | — | — | — | 3,861 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.43 | Aug 24, 2017 | M | 12,500 | D | — | Mar 31, 2019 | Class A Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
- F3On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vested in four equal annual installments beginning March 31, 2014.