SEC Form 4 · accession 0001209191-17-049315
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Beth Springer
Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 14, 2017 | M | 6,762 | $9.86 | A | 7,392 | D | |
| Class A Common Stock | Aug 14, 2017 | F | 1,960 | $34.03 | D | 5,432 | D | |
| Class A Common Stock | Aug 14, 2017 | M | 4,849 | $13.75 | A | 10,281 | D | |
| Class A Common Stock | Aug 14, 2017 | F | 1,960 | $34.03 | D | 8,321 | D | |
| Class A Common Stock | Aug 14, 2017 | M | 2,099 | $31.76 | A | 10,420 | D | |
| Class A Common Stock | Aug 14, 2017 | F | 1,959 | $34.03 | D | 8,461 | D | |
| Class A Common StockF2 | Aug 16, 2017 | S | 630 | $32.973 | D | 7,831 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $9.86 | Aug 14, 2017 | M | 6,762 | D | — | Aug 10, 2018 | Class A Common Stock | 6,762 | 0 | D |
| Stock Option (Right to Buy)F4 | $13.75 | Aug 14, 2017 | M | 4,849 | D | — | Aug 9, 2019 | Class A Common Stock | 4,849 | 4,849 | D |
| Stock Option (Right to Buy)F5 | $31.76 | Aug 14, 2017 | M | 2,099 | D | — | Aug 9, 2020 | Class A Common Stock | 2,099 | 4,199 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2Shares are owned by the P. Rosenblum & M. Beth Springer TTEE Paul Rosenblum & Mary Beth Springer Revocable Trust Dated 10/28/2005.
- F3One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.
- F4One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.
- F5One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.