SEC Form 4 · accession 0001209191-17-048606
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred A Piergallini
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 9, 2017 | M | 9,697 | $13.75 | A | 70,757 | D | |
| Class A Common Stock | Aug 9, 2017 | F | 3,937 | $33.87 | D | 66,820 | D | |
| Common Stock | holding | — | — | — | 8,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.75 | Aug 9, 2017 | M | 9,697 | D | — | Aug 9, 2019 | Class A Common Stock | 9,697 | 4,849 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 9, 2016, the date of the grant.