SEC Form 4 · accession 0001209191-17-008443
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Colligan
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 3, 2017 | M | 4,848 | $13.75 | A | 6,303 | D | |
| Class A Common StockF1 | Feb 3, 2017 | F | 2,164 | $30.81 | D | 4,139 | D | |
| Class A Common Stock | Feb 7, 2017 | S | 2,500 | $29.90 | D | 1,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $13.75 | Feb 3, 2017 | M | 4,848 | D | — | Aug 9, 2019 | Class A Common Stock | 4,848 | 9,698 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the average of the high and low sales prices on the date of exercise.
- F2Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
- F3One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2016 the date of the grant.